Unit Investment Trusts (Interactive)

360training.com
Training overview
Professional Course
E-learning
2 hours
From 30 USD
Start dates
Online
30 USD
Start anytime!

Course description

This course will discuss initiatives by securities regulators to protect senior investors. The course is divided into two lessons:Lesson 1: Defining the Problem, The 2Go to the course homepage to get information about this course directly from 360trainingGo to the course homepage to get information about this course directly from 360training6 and 2Go to the course homepage to get information about this course directly from 360trainingGo to the course homepage to get information about this course directly from 360training7 Senior Summits, and FINRA Regulatory Notice Go to the course homepage to get information about this course directly from 360training7-43Lesson 2: 2Go to the course homepage to get information about this course directly from 360trainingGo to the course homepage to get information about this course directly from 360training8 Senior Summit, Best Practices, and Enforcement

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Who should attend?

This course will discuss initiatives by securities regulators to protect senior investors. The course is divided into two lessons:Lesson 1: Defining the Problem, The 26 and 27 Senior Summits, and FINRA Regulatory Notice 7-43Lesson 2: 28 Senior Summit, Best Practices, and Enforcement

Training content

After completing this course, you should be able to:
- Discuss the particular vulnerabilities of senior investors,
- Describe the purposes and results of the three "Senior Summits,"
- Discuss the guidance offered with respect to senior investor issues in the areas of communication, suitability, and supervision,
- Discuss the problems of diminished capacity and elder financial abuse,
- Describe measures taken at the state level for the protection of seniors,

Costs

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