Risk in Financial Services (In-House)
LEORON Professional Development Institute
Course description
Risk in Financial Services (In-House)
An important aspect of the financial services industry is the management of financial risk on behalf of itscustomers and owners. To discuss the risks faced by a financial services firm is, therefore, to address one of the core reasons for its existence. For risk management practitioners, that is what gives the disciplines within risk management their importance – and their intellectual appeal.The basic concepts are not difficult to grasp, as will be seen as we progress through this course, but understanding their interrelationship is sometimes less straightforward.Accordingly, this in-house course will help professionals advance their intellectual and practical appeal in the following areas:
- Principles of Risk Management
- International Risk Regulation
- Operational, Credit and Market Risk
- Investment and Liquidity Risk
- Corporate Governance and Risk Oversight
- Model Risk
- Enterprise Risk Management (ERM)
Who should attend?
This course and exam are essential for any professional undertaking a function or career in financial risk management. It is suited to those involved in risk and compliance, regulatory activities, bankers, analysts andcompany directors.
Training content
Course content includes:
ELEMENT 1: Principles of Risk Management
- 1.1 Introduction to Risk in Business
- 1.2 Specific Risks in Financial Services
ELEMENT 2: International Risk Regulation
- 2.1 The Bank for International Settlements
- 2.2 Basel Regulatory Capital
- 2.3 Principles-Based Regulation
- 2.4 Other Relevant Regulations
ELEMENT 3: Operational Risk
- 3.1 Definitions of Operational Risk
- 3.2 Operational Risk Policy
- 3.3 Operational Risk Framework
- 3.4 Operational Risk Identification
- 3.5 Operational Risk Assessment and Measurement
ELEMENT 4: Credit Risk
- 4.1 Identification of Credit Risk
- 4.2 Credit Risk Measurement
- 4.3 Credit Risk Management
ELEMENT 5: Market Risk
- 5.1 Identification of Market Risk
- 5.2 Market Risk Management
ELEMENT 6: Investment Risk
- 6.1 The Measurement of Investment Returns
- 6.2 Identification and Measurement of Investment Risk
ELEMENT 7: Liquidity Risk
- 7.1 Identification of Liquidity Risk
- 7.2 Measurement of Liquidity Risk
- 7.3 Management of Liquidity Risk
ELEMENT 8: Corporate Governance and Risk Oversight
- 8.1 Internal Corporate Governance
- 8.2 Culture and Leadership
- 8.3 Risk Governance within Financial Services Organisations
ELEMENT 9: Model Risk
- 9.1 Overview of Model Risk
ELEMENT 10: Enterprise Risk Management (ERM)
- 10.1 Overview of Enterprise Risk Management (ERM)
Why choose Leoron?
LEORON has worked with some of the largest companies in the World - but importantly we care about the individual. Through our Customer Happiness Team we ensure that everyone who attends a LEORON course has the support before, during and after to ensure their training needs are met.
We offer the highest level of training delivery, whether that be in our live-virtual training or in-classroom sessions, with our expert instructors guiding you through everything so that you’re left feeling assured and confident to utilize your new knowledge going forward.
About Leoron
LEORON Professional Development Institute
LEORON is the fastest growing global training institute in the World, having evolved over the past 11 years into a dominant training institute that offers a comprehensive set of training and development solutions to both individuals and businesses. Our locations...
